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Internal Compliance Manager


The role of Compliance Manager for the Securitas Financial Group has at its main objective the management of the constructive outcomes of compliance best-practice and administrative policies and procedures which adhere to the legislative requirements as laid down by the FSCA.

The constructive deliverable of this position envisages the close cooperation with the Head of Internal Compliance for the Securitas Financial Group and to jointly complement the ethical, detailed and professional output delivered from the complete compliance strategy and deliverables of the Compliance Department, whilst continuously supporting the meaningful mutually beneficial business partnerships with internal as well as external stakeholders across the wealth management industry.

Qualifications & Experience:

 
  • Matric

  • Applicable and relevant tertiary qualification from a recognized institution, highly advantageous.

  • RE1 and RE5 certificate.

  • Applicable and FSCA recognized tertiary qualification supportive of the classes of business (COB) for the insurance industry

  • Minimum 3 to 5 years’ experience in the financial services industry with an in-depth knowledge of short-term insurance, long-term insurance, investments and health products and services.

  • Minimum 3 years’ proven experience in a compliance support role.

  • Proven experience aligning internal CRM systems to maximized output.

  • Legislative career background highly advantageous. 

Other Requirements:

 
  • Valid driver’s license with a reliable own vehicle.

  • Thorough understanding of compliance and the related and supported legislation in terms of the financial services industry, POPIA, FICA and the FSCA.

  • Fit and proper – compliant as per the requirement of the FSCA.

  • Highly developed interpersonal skills, verbal and written.

  • Fluent in Afrikaans and English.

  • Organized, with strong attention to detail.

  • Advanced report writing and business evaluating abilities.